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Thread: Pointer to Syllabus for NISM Certification for Mutual Fund Distributor?

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  1. #1
    PolicyWala Newbie
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    Question Pointer to Syllabus for NISM Certification for Mutual Fund Distributor?

    Any pointer to Syllabus for NISM Certification for Mutual Fund Distributor.

    Thanks in advance!


  2. #2
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    1. Concept & Role of a Mutual Fund
    1.1 Introduction
    1.2 Types of Funds
    1.3 Key Developments over the Years
    2. Fund Structure & Constituents
    2.1 Legal Structure of Mutual Funds in India
    2.2 Key Constituents of a Mutual Fund
    2.3 Other Service Providers
    3. Legal & Regulatory Environment
    3.1 Role of Regulators in India
    3.2 Investment Restrictions for Schemes
    3.3 Investors’ Rights & Obligations
    3.4 Can a Mutual Fund Scheme go bust?
    3.5 Appendix 1: AMFI Code of Ethics
    3.6 Appendix 2: Code of Conduct for Intermediaries
    4. Offer Document
    4.1 Offer Document - NFO, SID, SAI
    4.2 Key Information Memorandum
    4.3 Appendix 3: Format of Scheme Information Document
    4.4 Appendix 4: Format of Key Information Memorandum
    5. Fund Distribution & Channel Management Practices
    5.1 Distribution Channels
    5.2 Channel Management Practices
    6. Accounting, Valuation & Taxation
    6.1 Accounting and Expenses
    6.2 Valuation
    6.3 Taxation
    7. Investor Services
    7.1 Mutual Fund Investors
    7.2 KYC Requirements for Mutual Fund Investors
    7.3 PAN Requirements for Micro-SIPs
    7.4 Additional Documentation Requirements applicable for Institutional Investors
    7.5 Demat Account
    7.6 Transactions with Mutual Funds
    7.7 Transactions through the Stock Exchange
    7.8 Investment Plans and Services
    7.9 Appendix 5: KYC Form for Individuals
    7.10 Appendix 6: KYC Form for Non-Individuals
    8 Return, Risk & Performance of Funds
    8.1 Drivers of Returns in a Scheme
    8.2 Measures of Returns
    8.3 Drivers of Risk in a Scheme
    8.4 Measures of Risk
    8.5 Benchmarks and Performance
    8.6 Quantitative Measures of Fund Manager Performance
    9 Scheme Selections
    9.1 How to choose between Scheme Categories?
    9.2 How to select a Scheme within a Scheme Category?
    9.3 Which is the Better Option within a Scheme?
    9.4 Sources of Data to track Mutual Fund Performance
    10 Selecting the Right Investment Products for Investors
    10.1 Financial and Physical Assets
    10.2 Gold – Physical or Financial?
    10.3 Real Estate – Physical or Financial?
    10.4 Fixed Deposit or Debt Scheme
    10.5 New Pension Scheme
    10.6 Other Financial Products
    11 Helping Investors with Financial Planning
    11.1 Introduction to Financial Planning
    11.2 Alternate Financial Planning Approaches
    11.3 Life Cycle and Wealth Cycle in Financial Planning
    12 Recommending Model Portfolios & Financial Plans
    12.1 Risk Profiling
    12.2 Asset Allocation
    12.3 Model Portfolios

  3. #3
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    Quote Originally Posted by ag35 View Post
    Any pointer to Syllabus for NISM Certification for Mutual Fund Distributor.
    Thanks in advance!
    I think it's more or less same as AMFI.

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