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Thread: What after NISM certificate?

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  1. #1
    Moderator Rahul's Avatar
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    Quote Originally Posted by GURU View Post
    I have a query that after NISM certificate.
    1- What exam I have to give to start my own brokerage house (not an indiviual level but of company level).

    2- What are the requirement for this? like where to register, what are technical and capital requirement.
    You need to appear in NISM-Series-VII: Securities Operations and Risk Management Certification Examination. Check here for more info -http://www.nism.ac.in/index.php?option=com_content&view=article&id=171&I temid=164
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  2. #2
    PolicyWala NewBie
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    For taking terminal - you need to commit minimum turnover or take sub terminal under big broker.

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