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Thread: What after NISM certificate?

  1. #1
    PolicyWala NewBie
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    Question What after NISM certificate?

    I have a query that after NISM certificate.
    1- What exam I have to give to start my own brokerage house (not an indiviual level but of company level).

    2- What are the requirement for this? like where to register, what are technical and capital requirement.



  2. #2
    Moderator Rahul's Avatar
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    Quote Originally Posted by GURU View Post
    I have a query that after NISM certificate.
    1- What exam I have to give to start my own brokerage house (not an indiviual level but of company level).
    2- What are the requirement for this? like where to register, what are technical and capital requirement.
    You need to appear in NISM-Series-VII: Securities Operations and Risk Management Certification Examination. Check here for more info -http://www.nism.ac.in/index.php?option=com_content&view=article&id=171&I temid=164
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  3. #3
    PolicyWala NewBie
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    For taking terminal - you need to commit minimum turnover or take sub terminal under big broker.

  4. #4
    PolicyWala Expert
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    Quote Originally Posted by GURU View Post
    2- What are the requirement for this? like where to register, what are technical and capital requirement.
    Capital requirement vary from brokerage house to brokerage house. Please check with them, it keep changing.


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